The SecuritiesExchangeAct of 1934 also called the ExchangeAct , 34 Act , or Act of 34 USStatute 73 ... securities in what is known as the primary market . Contrasted with the SecuritiesAct of 1933 , which regulates these original issues, the SecuritiesExchangeAct of 1934 regulates the secondary market ... Section 13 b 3 A of the SecuritiesExchangeAct of 1934 provides that with respect to matters ... Securities Lawyer s Deskbook SecuritiesExchangeAct of 1934 . University of Cincinnati College ... to the exchange to easily acquire securities or to easily dispose of a portfolio of securities, the specialist s role is important to the exchange. Securities associations The 34 Act also regulates broker ... federal securities legislation Category 73rd United States Congress fr SecuritiesExchangeAct ja ... of the financial markets and their participants in the United States. The 1934Act also established the U.S. Securities and Exchange Commission Securities and Exchange Commission SEC , ref James ... market. Securities exchanges One area subject to 34 Act regulation is the actual securitiesexchange the physical place where people purchase and sell securities stocks, bonds, notes of debenture ... , act as middlemen for the competing interests to buy and sell securities. An important function of the specialist ... of Securities Dealers Automated Quotation System. Self regulatory organizations SRO In 1938 the Exchange ... pricing of securities, the 33 Act s disclosure requirement the registration statement and prospectus is a one time affair. The 34 Act extends this requirement to securities traded in the secondary .... As it developed, section 10 b of the 1934Act and corresponding SEC Rule 10b 5 have sweeping ... commerce or of the mails, or of any facility of any national securitiesexchange . . . b To use or employ ... exchange or any security not so registered, or any securities based swap agreement as defined in section ... Intelligence Czar Can Waive SEC Rules accessdate 2007 10 09 ref See also SecuritiesAct of 1933 Securities ... more details
amendments repeals related summary keywords The Securities and Exchange Board of India Act, 1992 the SEBI Act was amended in the years 1995, 1999 and 2002 to meet the requirements of changing needs of the Security finance securities market and responding to the development in the securities market. Based on the Report of Joint Parliamentary Committee JPC dated December 2, 2002 , the SEBI Act ... companies and the companies which intend to get their securities listed on the stock exchange. Further ... effect to SEBI Act over other laws in the matter of securities. In order to assess the need ... to be inserted in the Securities Contracts Regulation Act, to provide that an investor may entrust ..., in the Securities Laws Amendment Act, 2005 this provision was omitted. The Group observed that the money ... be a specific provision in the SEBI Act to the effect that the monies or securities of the clients ...Unreferenced date January 2009 Cleanup date March 2009 Infobox legislation shorttitle The Securities and Exchange Board of India Act, 1992 image imagesize 150 imagelink imagealt caption longtitle An Act to provide for the establishment of a Board to protect the interests of investors in securities and to promote the development of, and to regulate, the securities market and for matters connected therewith or incidental thereto. citation http www.sebi.gov.in acts act15ac.pdf Act No.15 of 1992 enactedby ... as one of the best securities market of the world and SEBI as one of the most respected regulator in the world ... Act. The SEBI Board had constituted an Expert Group under the Chairmanship of Mr Justice M ... diversity. The mission of SEBI is to make India as one of the best securities market of the world ... of IOSCO FSAP. Amendments will be required to be made in the Securities Laws especially the SEBI Act, which will facilitate India and SEBI to achieve above objective. Constitution of the Group It is in this background ... inconsistencies in the existing provisions of the SEBI Act and also to suggest new provisions ... more details
Securities and Exchange Commission may refer to Securities and Exchange Commission Bangladesh Cyprus Securities and Exchange Commission Securities and Exchange Commission Nigeria Securities and Exchange Commission of Pakistan Securities and Exchange Commission Philippines Securities and Exchange Commission Poland United States Securities and Exchange Commission Disambig ... more details
The Securities Investor Protection Act of 1970 codified at usc 15 78aaa through usc 15 78lll , established the Securities Investor Protection Corporation SIPC . Most brokers and dealers registered under the SecuritiesExchangeAct of 1934 are required to be members of the SIPC. The SIPC maintains a fund that is intended to protect investors against the misappropriation of their funds and of most types of securities in the event of the failure of their broker. Category 1970 in law Category United States federal securities legislation US fed statute stub ... more details
Infobox exchange name Damascus SecuritiesExchange br logo Image Damascus SecuritiesExchange logo.png centre image type Stock Exchange city Damascus country Syria founded 2009 owner Damascus SecuritiesExchange key people Dr. Rateb Shallah , Chairman , Mohamed Haykal , Deputy Chairman currency Syrian Pound SYP listings 11 mcap volume indexes DSE Weighted Index DWX homepage http www.dse.sy www.dse.sy footnotes The Damascus SecuritiesExchange DSE lang ar is a stock exchange located in Damascus , Syria . Founded in 2009 , it is the only stock exchange in Syria. ref http www.animaweb.org en actu detail.php?actu 5307 ref Its current premises are in the Barzeh district, within Syria s financial markets and securities commission. Its final home is to be the upmarket business district of Yaafur. ref name AP History The market was initiated by Presidential decree no.55 on October 1, 2006. The Stock ExchangeAct established a market for securities trading, known as the Damascus SecuritiesExchange. ref http www.dse.gov.sy user ?page about market ref The market officially opened in February 2009, with a period of mock trading for testing purposes. The first official tradings were launched on Tuesday March 10, 2009. ref name AP http www.google.com hostednews afp article ALeqM5gPsB6CSsyXUgWdxEsC0B O jqV w ref See also Economy of Syria List of stock exchanges References reflist External links http www.dse.sy Damascus SecuritiesExchange Website coord missing Pakistan Category Damascus Category Stock exchanges in Asia Category Economy of Syria Category Buildings and structures in Damascus Category Article Feedback 5 Category 2009 establishments in Syria ... more details
Infobox Government agency agency name Securities and Exchange Commission of Pakistan nativename logo logo width logo caption seal seal width seal caption formed start date 1999 January 1 preceding1 dissolved superseding jurisdiction Pakistan headquarters flagicon Pakistan Islamabad , Pakistan employees chief1 name Muhammad Ali chief1 position Chairman website http www.secp.gov.pk footnotes The Securities and Exchange Commission of Pakistan SECP is the financial regulator financial regulatory agency in Pakistan whose objective is to develop a modern and efficient corporation corporate sector in and a capital market based on sound regulatory principles, in order to foster economic growth and prosperity. Citation needed date April 2010 History The Securities and Exchange Commission of Pakistan SECP was created to succeed the Corporate Law Authority CLA , which was an attached department of the Ministry of Finance Pakistan Ministry of Finance . The process of restructuring the CLA was initiated in 1997 under the Capital Market Development Plan of the Asian Development Bank ADB . A Securities and Exchange Commission of Pakistan Act was passed by the Parliament and promulgated in December 1997. In pursuance of this Act, the SECP, having autonomous status, became operational on January 1 1999. ref cite web url http www.secp.gov.pk aboutus.asp title Establishment of the Securities and Exchange ... date October 2010 bot H3llBot ref The Act gave the organization the administrative authority and financial ... Karachi Stock Exchange Lahore Stock Exchange Islamabad Stock Exchange International Financial Reporting Standards Securities Commission External links http www.secp.gov.pk Securities and Exchange Commission of Pakistan Website http www.vakilno1.com saarclaw pakistan secrities and exchange commission of pakistan actsecurities and exchange commissi.htm Securities & Exchange Commission of Pakistan Act 1997 http www.secp.gov.pk corporatelaws dec 26 98.htm SECP Corporate Laws Economy of Pakistan ... more details
Infobox Government agency agency name Securities and Exchange Commission nativename r logo Sec bd logo.gif logo width logo caption seal seal width seal caption formed Jun 1993 preceding1 dissolved superseding jurisdiction Bangladesh headquarters flagicon Bangladesh Dhaka , Bangladesh employees budget minister1 name minister1 pfo minister2 name minister2 pfo chief1 name Mr. Md. Muktadir Hossain chief1 ... website http www.secbd.org footnotes The Securities and Exchange Commission SEC is the regulator of the capital market of Bangladesh , comprising Dhaka Stock Exchange and Chittagong Stock Exchange ... market in Bangladesh. Background SEC was established on 8 June, 1993 under the Securities and Exchange Commission Act, 1993. The Chairman and Members of the Commission are appointed by the government and have overall responsibility to administer securities legislation. The Commission, at present ... to the Ministry of Finance. Mission Protect the interests of securities investors Develop and maintain fair, transparent and efficient securities markets Ensure proper issuance of securities and compliance with securities laws Functions Regulating the business of the Stock Exchanges or any other securities market. Registering and regulating the business of stock brokers, sub brokers, share transfer ..., underwriters, portfolio managers, investment advisers and other intermediaries in the securities market ... funds. Monitoring and regulating all authorized self regulatory organizations in the securities market. Prohibiting fraudulent and unfair trade practices relating to securities trading in any securities market. Promoting investors education and providing training for intermediaries of the securities market. Prohibiting insider trading in securities. Regulating the substantial acquisition of shares ... issuer or dealer of securities, the Stock Exchanges and intermediaries and any self regulatory organization in the securities market. Conducting research and publishing information. External links ... more details
See Securities and Exchange Commission disambiguation for other similarly named organizations in other countries Infobox Government agency agency name Securities and Exchange Commission nativename logo logo width logo caption seal SEC seal.png seal width 200px seal caption SEC seal formed 1936 preceding1 dissolved superseding jurisdiction Philippines headquarters Mandaluyong City , Metro Manila , Philippines employees chief1 name Fe Barin chief1 position Chairwoman website http www.sec.gov.ph www.sec.gov.ph footnotes The Philippine Securities and Exchange Commission lang fil Komisyon sa mga Panagot at Palitan , commonly known as SEC is a Philippines Philippine state commission responsible for security finance securities laws and regulating the securities industry. The SEC is an agency within the Philippine Department of Finance Philippines Department of Finance . The SEC is currently headquartered in Mandaluyong City in central Metro Manila . History The SEC was created by Congress of the Philippines Congress in 1936 as part of the SecuritiesAct 83 . This occurred just two years after the United States Congress created the United States Securities and Exchange Commission . The first commissioner of the SEC was Ricardo Nepomuceno . The SEC was not in operation during the Military history of the Philippines during World War II Japanese occupation , but was restored in 1947. Composition Since 1981, the SEC has five commissioners. In 2010 the commissioners were Fe Barin Chairwoman ... Its major functions included registration of securities, analysis of every registered security ... sec ref The functions of the SEC are defined in Section 5 of the Securities Regulation Code, and include ... suspensions and revocations of their registrations Policymaking with regard to the market in securities ... of securities laws and to impose sanctions for such violations Power to issue subpoena s, punish ... SEC Citizen s Manual http www.chanrobles.com republicactno8799.htm Securities Regulation Code Category ... more details
The nihongo JASDAQ SecuritiesExchange Jasudakku Sh ken Torihikisho was a securitiesexchange headquartered in Tokyo , Japan , now the name of the market by the Osaka SecuritiesExchange in Kitahama, Osaka . JASDAQ is not related to NASDAQ in the United States, but operates an electronic trading system similar to NASDAQ . History In 1963, the nihongo Japan Securities Dealers Association Nippon Sh kengy Ky kai set up an Over the counter finance over the counter registration system for trading securities. This system was placed under the management of a private company, nihongo Japan OTC Securities Nippon Tent Sh ken in 1976. The JASDAQ automated quotation system became operational in 1991. In 2004, JASDAQ received a permit from the Prime Minister to reorganize as a securitiesexchange. It became the first new securitiesexchange in Japan in almost fifty years. On April 1, 2010, the Osaka SecuritiesExchange merged the JASDAQ SecuritiesExchange, and merged JASDAQ, NEO, Hercules markets to form the JASDAQ market. Hours The exchange has pre market sessions from 08 00am to 09 00am and normal trading sessions from 09 00am to 03 00pm on all days of the week except Saturdays, Sundays and holidays declared by the Exchange in advance. ref Wikinvest List of Stock Exchanges Market Hours, JASDAQ SecuritiesExchange via Wikinvest ref See also List of East Asian stock exchanges References reflist External links http www.ose.or.jp e jasdaq OSE JASDAQ Merket coord 35 40 50 N 139 46 46 E region JP type landmark source kolossus jawiki display title World Federation of Exchanges Category Stock exchanges in Japan Category Osaka SecuritiesExchange JASDAQ ms JASDAQ SecuritiesExchange ja ru JASDAQ zh JASDAQ ... more details
Infobox Government agency agency name Securities and Exchange Commission, Nigeria nativename r logo SEC Nigeria logo.png logo width 200px logo caption seal seal width seal caption formed start date 1979 preceding1 Capital Issues Commission dissolved superseding jurisdiction Nigeria headquarters Abuja employees budget minister1 name minister1 pfo minister2 name minister2 pfo chief1 name Udoma Udo Udoma ... child1 agency keydocument1 website http www.sec.gov.ng footnotes The Securities and Exchange Commission ... of Nigeria . The committee became the Security Exchange Commission in 1973, and then the Securities and Exchange Commission was chartered with SEC Decree No. 71 of 1979. The commission is now chartered by the Investments and SecuritiesAct No 45 of 1999. ref name whoweare A second tier securities ... author Arunma Oteh publisher SECURITIES & EXCHANGE COMMISSION, NIGERIA date November 16, 2010 accessdate ... of Finance Nigeria Federal Ministry of Finance . ref name whoweare The Nigerian Stock Exchange ... of ensuring orderly and equitable dealings in securities, and protecting the market against ... of 1997 the Nigerian securities market had a market capitalization of N281.8 billion. The market appeared ... Securities Market author Adefioye Onaolapo Akerele year 1998 accessdate 2011 06 08 ref 2000 ... engineered by Professor Mrs. Ndi Okereke Onyiuke, head of the Nigerian Stock Exchange. If so, this may ..., the SEC started legal proceedings at the Investments and Securities Tribunal against about 260 individuals .... In August 2010 Oteh dismissed Okereke Onyiuke from the stock exchange. ref name News20100809 The President of the Stock Exchange, Alhaji Aliko Dangote, was also dismissed. ref name CFPE2004 In September 2010 it was reported that the SEC was considering converting the stock exchange to a private ... exchange that included inadequate oversight...ongoing litigation, allegations of financial mismanagement ... stock exchange crises on the nigerian economy title THE IMPACT OF NIGERIAN STOCK EXCHANGE CRISES ... more details
Image Shanghai Stock Exchange Building.jpg thumb right 200px Shanghai Stock Exchange Building Shanghai SecuritiesExchange Building is a 26 floor tower in the Pudong area of Shanghai , China. It was designed by WZMH Architects and was completed in 1997. The tower reaches a height of 109 m 358 ft , while the flagpole atop the building adds another 70 m. References http www.emporis.com en wm bu ?id 103753 Shanghai SecuritiesExchange Building br clear all coord 31 14 18 N 121 30 23 E region CN type landmark source kolossus frwiki display title Category Skyscrapers in Shanghai Category Buildings and structures completed in 1997 PRC struct stub fr Shanghai SecuritiesExchange Building ... more details
The Eastern Caribbean SecuritiesExchange ECSE is the first regional securities market in the Western Hemisphere and a regional Stock exchange , established by the Eastern Caribbean Central Bank ECCB to serve the eight member territories of Anguilla , Antigua and Barbuda , Dominica , Grenada , Montserrat , Saint Kitts and Nevis , Saint Lucia , and Saint Vincent and the Grenadines . Its headquarters are located in the city of Basseterre , on the island of St. Kitts. See also Eastern Caribbean Central Securities Registry External links http www.ecseonline.com Eastern Caribbean SecuritiesExchange web site Category Stock exchanges in the Caribbean Category Economy of the Organisation of Eastern Caribbean States stockexchange stub Caribbean stub Organisation of Eastern Caribbean States OECS ... more details
nofootnotes date December 2010 Image ASCE LOGO.jpg thumb right Logo of the ASCE The Abuja Securities and Commodities Exchange ASCE is besides the Nigerian Stock Exchange one of two principal stock exchange s in Nigeria . It is located in Abuja , the country s Capital political capital , and it was founded in 1998. The ASCE is primarily involved with the trading of commodities such as maize , sorghum and millet , as opposed to trading in security finance securities such as bond finance bond s and company stock . See also Economy of Nigeria List of African stock exchanges External links http www.abujacomex.com ASCE Abuja Securities and Commodities Exchange website http www.abujacomex.com infomarket.asp Commodity price listings Category Economy of Nigeria Category Stock exchanges in Africa Category Commodity exchanges Category Abuja Nigeria stub Africa company stub ... more details
Use dmy dates date January 2012 Infobox Company company name Cambodia SecuritiesExchange ... of the Cambodia Securities Market project. In 2008, another Memorandum of understanding on the Establishment of a Cambodia SecuritiesExchange in the Kingdom of Cambodia was signed by the Ministry of Economy and Finance of the kingdom of Cambodia and Korea Exchange. In March 2009, the Royal Government of Cambodia represented by the Ministry of Economy and Finance MEF and Korea Exchange KRX has signed a Joint Venture Agreement to establish a stock Market The Cambodia SecuritiesExchange Co., Ltd .... The Cambodia SecuritiesExchange was then incorporated in 23 February 2010. In accordance with the Joint Venture Agreement, the Cambodia SecuritiesExchange CSX has been capitalized by both parties ... with the Law on Issuance and Trading of Non Government Securities, the CSX had been granted approval by the http www.secc.gov.kh Securities and Exchange Commission of Cambodia to operate as market ... 2008 MOU on The establishment of a Cambodia SecuritiesExchange in the Kingdom of Cambodia was signed ... References Reflist External links http www.csx.com.kh main.do?lang en Cambodia SecuritiesExchange langicon en http www.csx.com.kh Cambodia SecuritiesExchange langicon km http www.mef.gov.kh Ministry of Economy and Finance http www.secc.gov.kh Securities and Exchange Commission of Cambodia Coord ... CEO industry Financial products Stock exchange Stocks num employees 39 small Dec 2011 small homepage http www.csx.com.kh The http www.csx.com.kh Cambodia SecuritiesExchange CSX lang km abbreviation is the national stock exchange of Cambodia . History With the basic ... of the Kingdom of Cambodia and Korea Exchange signed a Memorandum of understanding on the Development of the Securities Market in Cambodia . Based on this Memorandum of Understanding, the Prime ... en about profile.jsp?MNCD 10301 ref The Exchange is temporarily located inside the Canadia Bank ... more details
Infobox Company company name Osaka SecuritiesExchange Co., Ltd. br company type Public company ... num employees 207 industry Financial products Stock exchangeSecuritiesexchange homepage http www.ose.or.jp e index.html http www.ose.or.jp e index.html File Osaka SecuritiesExchange 01.jpg thumb right Osaka SecuritiesExchange Building in Chuo ku, Osaka nihongo Osaka SecuritiesExchange Co., Ltd. Kabushiki gaisha saka Sh ken Torihikijo OSE is the second largest securitiesexchange in Japan , in terms of amount of business handled. As of 31 December 2007, the Osaka SecuritiesExchange ... Companies and Total Market Cap, Wikinvest Osaka SecuritiesExchange Osaka SecuritiesExchange page on Wikinvest ref The Nikkei 225 Nikkei 225 Futures , introduced at the Osaka SecuritiesExchange ..., which mainly deals in spot trading, the Osaka SecuritiesExchange s strength is in derivative products ... in the world in 1990 and 1991. According to statistics from 2003, the Osaka SecuritiesExchange handled .... Osaka SecuritiesExchange Co., which listed on its Hercules market for startups in April 2004 is the only Japanese securitiesexchange which went public on its own market. In July 2006 OSE launched ... Rice Exchange lang ja The origin of securities exchanges stems from Edo Period , when .... This market was called Yodoya Komeichi , which was the first securitiesexchange in the nation. Later ... became the Osaka Division of the Japan SecuritiesExchange during the Pacific War. August 1945 Japan SecuritiesExchange suspended operations April 1947 Japan SecuritiesExchange dissolved. May 1948 A new Securities and Exchange Law enacted April 1949 Osaka SecuritiesExchange established June ... of foreign securities companies removed June 1983 The Exchange became a member of EASEC EAOSEF ... The Exchange became an affiliate member of the International Organization of Securities Commissions ... Market opened March 1999 The Securities Transaction Tax and Exchange Tax abolished June 1999 A license ... more details
an amendment to the Securities and Exchange Board of India Act 1992. In April, 1998 the SEBI was constituted ...Infobox Government agency agency name Securities and Exchange Board of India nativename logo SEBI logo.svg logo width 150px logo caption seal seal width seal caption picture SEBI Bhavan.jpg picture width 220px picture caption SEBI Bhavan, Mumbai headquarters formed 12 April 1992 preceding1 dissolved superseding jurisdiction Government of India headquarters Mumbai , Maharashtra employees 525 2009 ref name sebi.gov.in http www.sebi.gov.in acts EmployeeDetails.html ref chief1 name U. K. Sinha chief1 position Chairman website url www.sebi.gov.in footnotes The Securities and Exchange Board of India frequently abbreviated SEBI is the Regulatory agency regulator for the securities ... www.sebi.gov.in Securities and Exchange Board of India Website DEFAULTSORT Securities and Exchange ... Act 1992 being passed by the Parliament of India Indian Parliament . SEBI is headquartered ... Issues Control Act, 1947. Initially SEBI was a non statutory body without any statutory power ... has to be responsive to the needs of three groups, which constitute the market the issuers of securities ... to create accountability. There is a Securities Appellate Tribunal which is a three member tribunal ... are to approve by laws of stock exchanges. to require the stock exchange to amend their by laws. inspect ... Act. SEBI Committees Technical Advisory Committee Committee for review of structure of market infrastructure ... chief PIL date Nov 12, 2011 accessdate April 11, 2012 ref See also Stock Exchange National Stock Exchange of India Forward Markets Commission India Securities Commission Financial regulation List of financial regulatory authorities by country Stock exchange Regulation D SEC Institute of Chartered ... Government agencies established in 1992 Category Government agencies of India Category Securities and Exchange Board of India hi mr ru ... more details
Infobox Exchange name Royal SecuritiesExchange of Bhutan type Stock Exchange city Thimphu country Bhutan founded 1993 listings 20 ref name rsebl.org.bt Citation publisher rsebl.org.bt title Listed Companies Company Profile url http www.rsebl.org.bt pages subpage.php?pagecode 59&subpagecode 135 accessdate 23 July 2010 ref homepage http www.rsebl.org.bt www.rsebl.org.bt The Royal SecuritiesExchange of Bhutan is the only stock exchange in Bhutan . It is one of the worlds smallest stock exchanges, with a market capitalization of around 171 million dollars and 19 listed companies as of 2008 ref name Reuters Citation publisher Reuters title In Bhutan, a stock trade a day keeps stress away url http www.reuters.com article idUSTRE5B840620091209 accessdate 23 July 2010 date 9 December 2009 ref . It is located in the Royal Insurance Corporation of Bhutan RICBL building in Thimphu. ref name Wet Bhutan and Green Dooars http www.team bhp.com forum travelogues 59190 wet bhutan green dooars 6.html Wet Bhutan and Green Dooars See picures a bit down from the middle of the page. ref The capital for the establishment of the stock exchange has been provided by Bank of Bhutan , the Royal Insurance Corporation of Bhutan , Unit Trust of Bhutan now Bhutan National Bank and the Bhutan Development Finance Corporation ref name Review Citation publisher Kogan Page title Asia & Pacific Review 2003 04 The Economic and Business Report url http books.google.de books?id RGsEvg7NdoQC&pg PA31&lpg PA31&dq royal securitiesexchange bhutan&source bl&ots yHD1SN53DM&sig eLdfIIa2v2hiey7B9Z3cHSR t1E&hl de&ei dvBNTO iKYTaOKiJiZcD&sa X&oi book result&ct result&resnum 3&ved 0CB4Q6AEwAjgU v onepage&q royal 20securities 20exchange 20bhutan&f false accessdate 26 July 2010 ref . The Royal SecuritiesExchange of Bhutan ... BANKING AND SECURITIES.html Bhutan Banking and securities http www.kuenselonline.com modules.php ... Economy of Bhutan Category Bhutan stubs Category Stock exchange stubs Category Companies established ... more details
Infobox Company company name International SecuritiesExchange company logo Image ISE 4COLOR STCKD.png key people Gary Katz, CEO company type Exchange organized market Exchange foundation May 26, 2000 ... SecuritiesExchange Holdings, Inc. ISE is a wholly owned subsidiary of German derivatives exchange ... to launch ETFs based on ISE proprietary indexes. Since April 2007, the exchange also trades FX options, options based on foreign currency movements. These options are exchange listed securities that can ... national securities exchanges. Until SEC approval of the two exchange licenses is granted ... 24, 2000 Registered as a national securitiesexchange with the Securities and Exchange Commission ... mi m0EIN is 2001 Nov 1 ai 79616977 International SecuritiesExchange Now the Third Largest U.S. ... No1 ref valign top width 10 2005 width 70 March 9, 2005 Became the first securitiesexchange to sell .... April 30, 2007 German exchange operator Deutsche B rse announced it will buy International Securities ... as a registered national securitiesexchange and will operate under the existing management team as an independent ... of Exchanges Category Organizations established in 2000 de International SecuritiesExchange ... David Krell and Gary Katz about their concept and the four founded what is today the International SecuritiesExchange, the world s largest equity options exchange to date. Launched as the first fully electronic US Option finance options exchange, ISE developed a unique market structure for advanced ... options data. ISE Stock Exchange launched in September 2006. In August 2008, ISE Stock Exchange ... the ISE Stock Exchange a wholly owned subsidiary of Direct Edge and will give ISE an ownership stake ... Direct Edge to Gain U.S. Share Wall Street Journal ref ISE Options Exchange The ISE Options Exchange ... and institutional investors. ISE Stock Exchange Partnership with Direct Edge The ISE Stock Exchange launched in September 2006 and is an electronic marketplace offering two primary capabilities ... more details
Infobox Exchange name Lao SecuritiesExchange logo image File Vientiane Stock Exchange.jpg 200px type Stock exchange city Vientiane country Laos foundation 11 January 2011 owner key people Dethphouvang Moularat small Chairman small currency Lao Kip listings 2 mcap volume 2.14 billion kip 265,000 small First day small ref http af.reuters.com article energyOilNews idAFSGE70A03L20110111 ref indexes homepage www.lsx.com.la The Lao SecuritiesExchange LSX is the primary stock exchange in Laos , located in the capital, Vientiane . History In 2010, the Lao government sought technical and financial support from South Korea Korea Exchange has a 49 percent stake in the LSX , as well as advice from neighbouring Thailand, to help build the exchange. ref http www.google.com hostednews afp article ALeqM5jYZhx5jMDA5gYkdUCn69YXXzqbbA?docId CNG.a04563e50d3f1a734525adeeae758a51.6a1 ref The glass building cost 10 million dollars to build. ref http online.wsj.com article SB10001424052748703779704576073373584050818.html?mod googlenews wsj ref It began operations on 11 January 2011. ref http www.ft.com cms s 0 2d309312 1cb3 11e0 a106 00144feab49a.html axzz1AeDFzLkb ref Companies There are currently only two listed companies on the stock exchange, but there is expectation that 3 to 5 firms will be listed by the end of 2011. The first is EDL Generation Public Company, which is a subsidiary of the state owned energy company, Electricite du Laos. The other company is the largest bank in Laos, Banque Pour Le Commerce Exterieur Lao BCEL Lao. ref http blogs.ft.com beyond brics 2011 01 11 lao stocks soar on debut yes both of them ref References Reflist stock market Category Economy of Laos Category Stock exchanges in Asia Category Companies established in 2011 Laos stub es Bolsa de Laos eo Borso de Laoso fr Bourse de Vientiane zh ... more details
Infobox Government agency agency name Securities and Exchange Commission Poland nativename logo logo width logo caption seal seal width seal caption formed preceding1 dissolved September 2006 superseding Absorbed into the Polish Financial Supervision Authority jurisdiction headquarters flagicon Poland Warsaw , Poland employees chief1 name chief1 position website http www.kpwig.gov.pl footnotes The Polish Securities and Exchange Commission , lang pl Komisja Papier w Warto ciowych i Gie d , KPWiG was the agency responsible for supervising compliance with regulations governing honest trade and competition until 2006 when it was absorbed into the Polish Financial Supervision Authority . The KPWiG was also responsible for ensuring universal access to reliable information about security papers and other exchange commodities on the market. The KPWiG also co operates with government administrative organs, the Narodowy Bank Polski NBP and institutions and participants in public trading on the stock market in the area of shaping the state s economic policy. The KPWiG also continuously monitors the functioning of all investment funds. From the start of its existence it has been head by Jacek Socha . On 19 September 2006 the institution was included in the newly established Polish Financial Supervision Authority lang pl Komisja Nadzoru Finansowego See also Warsaw Stock Exchange External links http www.kpwig.gov.pl Polish Securities and Exchange Commission Poland stub stockexchange stub Category Government of Poland Category Economy of Poland Category Government agencies established in 1991 Category Defunct financial regulatory authorities pl Komisja Papier w Warto ciowych i Gie d ... more details
Infobox Government agency agency name Cyprus Securities and Exchange Commission nativename r logo logo width logo caption seal seal width seal caption formed start date 2001 preceding1 dissolved superseding jurisdiction Republic of Cyprus headquarters Nicosia , Cyprus employees 42 2009 ref cite web url http www.cysec.gov.cy Downloads English Annual 20Reports Annual Report EN 2009.pdf title Annual Report 09 page 26 publisher CySEC date December 31, 2009 ref budget minister1 name minister1 pfo minister2 name minister2 pfo chief1 name Demetra Kalogirou chief1 position Chairman chief2 name chief2 position parent agency child1 agency keydocument1 website url http cysec.gov.cy footnotes The Cyprus Securities and Exchange Commission lang gr , better known as CySEC , is the financial regulatory agency of the Republic of Cyprus. Since Cyprus became a member of the European Union in 2004, CySEC has become part of European MiFID regulation, giving firms registered in Cyprus access to all European markets. This has led to a number of overseas firms registering in Cyprus to take advantage of this regulatory regime. Notably is the significant number of overseas Retail forex trading retail forex brokers that have obtained registration from CySEC as they generally see this as an easy way to get a license without having to meet stringent requirements ... The Cyprus Securities and Exchange Commission has the following responsibilities ref cite web url ... member countries. History CySEC was launched in 2001 as part of section 5 of the Cyprus Securities and Exchange Commission Establishment and Responsibilities Law of 2001 as a public corporate body. Cyprus ... ref To supervise and control the operation of the Cyprus Stock Exchange and the transactions carried out in the Stock Exchange, its listed companies, brokers and brokerage firms. To supervise and control ... also Securities Commission References reflist External links http cysec.gov.cy Official Site Category ... more details
The nihongo Securities and Exchange Surveillance Commission SESC shouken torihikitou kanshi iinkai is a Japanese commission which comes under the authority of the Financial Services Agency Japan Financial Services Agency . ref SESC website http www.fsa.go.jp sesc english aboutsesc aboutsesc02.pdf Organization Retrieved January 27th 2011 ref It is responsible for ensuring fair transactions in both securities and financial futures markets. ref SESC website http www.fsa.go.jp sesc english aboutsesc aboutsesc.htm History and Functions Retrieved January 27th 2011 ref Its current chairman is Kenichi Sado, who assumed the post in July 2007. ref SESC website http www.fsa.go.jp sesc english aboutsesc ryakureki sado.htm Kenichi Sado Retrieved January 29th 2011 ref There are two chairmen, Shinya Fukuda, ref SESC website http www.fsa.go.jp sesc english aboutsesc ryakureki fukuda.htm Shinya Fukuda Retrieved January 29th 2011 ref and Masayuki Yoshida. ref SESC website http www.fsa.go.jp sesc english aboutsesc ryakureki yoshida.htm Masayuki Yoshida Retrieved January 29th 2011 ref History The SESC was formally established on July 20, 1992, in the wake of a number of 1991 scandals related to securities companies. In June 1998 the Financial Supervisory Agency and the SESC were split off from the Ministry of Finance Japan Ministry of Finance , and the Financial Supervisory Agency became the Financial Services Agency Japan Financial Services Agency . ref SESC website http www.fsa.go.jp sesc english aboutsesc aboutsesc.htm Who We Are Retrieved on January 29th 2011 ref Structure The SESC has five objectives, and a division to handle each one ref SESC website http www.fsa.go.jp sesc english ... Enforcement Investigation and Filing Criminal Charges Criticisms Unlike the U.S. Securities and Exchange ... sesc english index.htm Securities and Exchange Surveillance Commission en icon http www.fsa.go.jp sesc index.htm Securities and Exchange Surveillance Commission jp icon Ministries of Japan Category Financial ... more details
Infobox Company company name Uganda SecuritiesExchange company logo Image UGANDA SECURITIESEXCHANGE LOGO.png company type Stock Exchange company slogan Building your investment portfolio foundation June ... Executive Officer ref http newvision.co.ug D 8 220 737090 Key People At Uganda SecuritiesExchange ... The Uganda SecuritiesExchange USE is the principal stock exchange of Uganda . It was founded ... daily monitor says.html Ugandan Bourse To Expand Trading Days ref In 2010 the Uganda SecuritiesExchange was the best performing stock exchange in Sub Saharan Africa , with an ALSI All Shares Index return ... exchanges List of African stock exchanges Nairobi Stock Exchange Dar es Salaam Stock Exchange Rwanda Over The Counter Exchange References reflist External links http www.use.or.ug Uganda SecuritiesExchange website http www.africansea.org asea African Securities Exchanges Association Homepage http ... . The exchange s doors opened to trading in January 1998. At the time, the exchange had just one listing ... and has started the trading of fixed income instruments. The exchange, which is open five days a week ... Stock Exchange in Tanzania and the Nairobi Stock Exchange in Kenya and plans are underway to integrate ... 2011 ref During the first quarter of 2010, the Exchange adopted the Settlement and Clearing Depository SCD electronic trading system. Other electronic modalities are being considered for the exchange ... news 2010 12 29 ugandan exchange approves secondary listing by centum investment of kenya.html USE ... the Nairobi Stock Exchange and the Dar es Salaam Stock Exchange s. Centum Investment Company Limited , Equity Bank Group and Jubilee Holdings are crosslisted on the Nairobi Stock Exchange . ref http ... Exchange , the Dar es Salaam Stock Exchange and on the Rwanda Stock Exchange ref http newvision.co.ug ... Africa ref Tullow Oil , a gas and oil exploration company, listed on the Irish Stock Exchange and on the London Stock Exchange , plans to crosslist their shares on the USE and start trading by March ... more details
Infobox exchange name Abu Dhabi SecuritiesExchange nativename ADX logo image type Stock Exchange city Abu Dhabi country United Arab Emirates coor founded 2000 owner key people currency United Arab Emirates dirham AED listings 67 mcap US 1.79 trillion small December 31, 2007 small volume US 980 billion small 2006 small indexes homepage http adx.ae English Pages default.aspx footnotes Abu Dhabi SecuritiesExchange ADX formerly Abu Dhabi Securities Market ADSM Arabic is a stock exchange in Abu Dhabi , United Arab Emirates UAE . It was established on 15 November 2000 to trade shares of UAE companies. There are trading locations in Abu Dhabi, Al Ain, Fujeirah, Sharjah, and Ras Al Khaimah. The Dubai Financial Market DFM is a different exchange that trades shares of other public UAE companies but investors can also trade ADSM shares with some of the brokers based at DFM. The ADSM has more companies listed than DFM but trading volume is usually much less. During 2004 2005 there was a substantial increase in share prices and trading activity. From the end of 2005 through until mid 2006 there was a significant downturn with the overall ADSM index dropping just over 30 in the first six months of 2006. listed companies by sector List provided by Emirates Securities & Commodities Authority SCA , including 67 companies in 4 sectors, whereas Abu Dhabi SecuritiesExchange provides more sectors. Banking Sector ADCB ADCB Abu Dhabi Commercial Bank ref http www.adcb.com ref ADIB Abu Dhabi Islamic Bank ref http www.adib.ae ref ARABBANK Arab Bank Arab Bank Jordan ref http www.arabbank.com.jo ref BOS Bank of Sharjah ref http www.bankofsharjah.com ref CBI Commercial Bank ... See also Dubai Financial Market Dubai International Financial Exchange External links http www.adx.ae ADX Abu Dhabi SecuritiesExchange homepage http www.sca.ae english index.asp SCA Securities ... on the Abu Dhabi Securities Market Category Stock exchanges in the United Arab Emirates Category ... more details
The Bahamas International SecuritiesExchange BISX is a securitiesexchange in the Bahamas . It was founded in 1999 and is located in Nassau, Bahamas Nassau . Listed companies Retrieved February 2009. ref http www.bisxbahamas.com companies.php BISX, Companies ref style vertical align top class wikitable sortable Symbol Issuing company Sector Listed on FBB Fidelity Bank Bahamas Limited Banking 21 Aug 2000 BBL Benchmark Bahamas Limited Investment Company 11 May 2000 BPF Bahamas Property Fund Limited Property Management 11 May 2000 BWL Bahamas Waste Limited Waste Collection 21 Aug 2000 CAB Cable Bahamas Limited Telecommunications 11 May 2000 CBL Commonwealth Bank Limited Banking 11 May 2000 CIB FirstCaribbean International Bank Banking 03 Jul 2000 DHS Doctors Hospital Health System Limited Healthcare Provider 18 May 2000 FAM FAMGUARD Corporation Limited Insurance 11 May 2000 FCL Freeport Oil Holdings Company Limited Industrial 11 May 2000 FIN Finance Corporation of the Bahamas Banking 03 Jul 2000 CHL Colina Holdings Limited Insurance 11 May 2000 ICD ICD Utilities Limited Industrial 18 May 2000 JSJ JS Johnson & Company Limited Insurance 11 May 2000 FCC Freeport Concrete Company Limited Industrial Retail 14 May 2001 PRE Premier Commercial Real Estate Investment Company Limited Property Management 08 Sep 2003 BOB Bank of The Bahamas Limited Banking 25 Nov 2004 CWCB Consolidated Water Co. Ltd. Industrial 17 Jan 2006 AML Abaco Markets Ltd. Consumer Goods 11 May 2000 FCLB Freeport Oil Holdings Company Limited Class B Preference Shares Industrial 09 Jun 2008 FBB15 Fidelity Bank Bahamas Limited 2015 Banking Debt 01 Sep 2008 FBB17 Fidelity Bank Bahamas Limited 2017 Banking Debt 01 Sep 2008 FBB22 Fidelity Bank Bahamas Limited 2022 Banking Debt 01 Sep 2008 FBB13 Fidelity Bank Bahamas Limited 2013 Banking Debt 01 Sep 2008 See also Economy of the Bahamas List of stock exchanges References reflist External links http www.bisxbahamas.com Bahamas International SecuritiesExchange Bahamas ... more details
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