Securities and ExchangeCommission may refer to Securities and ExchangeCommission Bangladesh Cyprus Securities and ExchangeCommissionSecurities and ExchangeCommission Nigeria Securities and ExchangeCommission of Pakistan Securities and ExchangeCommission Philippines Securities and ExchangeCommission Poland United States Securities and ExchangeCommission Disambig ... more details
Infobox Government agency agency name Securities and ExchangeCommission, Nigeria nativename r logo SEC ... child1 agency keydocument1 website http www.sec.gov.ng footnotes The Securities and ExchangeCommission ... of Nigeria . The committee became the Security ExchangeCommission in 1973, and then the Securities and ExchangeCommission was chartered with SEC Decree No. 71 of 1979. The commission is now chartered by the Investments and Securities Act No 45 of 1999. ref name whoweare A second tier securities ... author Arunma Oteh publisher SECURITIES & EXCHANGECOMMISSION, NIGERIA date November 16, 2010 accessdate ... preceding1 Capital Issues Commission dissolved superseding jurisdiction Nigeria headquarters Abuja ... of Finance Nigeria Federal Ministry of Finance . ref name whoweare The Nigerian Stock Exchange ... of ensuring orderly and equitable dealings in securities, and protecting the market against insider trading abuses. ref name CFPE2004 Formation and early years The Commission originates from ... of 1997 the Nigerian securities market had a market capitalization of N281.8 billion. The market appeared ... Securities Market author Adefioye Onaolapo Akerele year 1998 accessdate 2011 06 08 ref 2000 ... 2008 at US 100 billion, over 60 of which was owned by the banks. ref name Oteh20101116 When Musa ... engineered by Professor Mrs. Ndi Okereke Onyiuke, head of the Nigerian Stock Exchange. If so, this may ..., the SEC started legal proceedings at the Investments and Securities Tribunal against about 260 individuals ... manipulation. The commission also instituted various reforms including improving regulations so .... In August 2010 Oteh dismissed Okereke Onyiuke from the stock exchange. ref name News20100809 The President of the Stock Exchange, Alhaji Aliko Dangote, was also dismissed. ref name CFPE2004 In September 2010 it was reported that the SEC was considering converting the stock exchange to a private ... exchange that included inadequate oversight...ongoing litigation, allegations of financial mismanagement ... more details
The nihongo Securities and Exchange Surveillance Commission SESC shouken torihikitou kanshi iinkai is a Japanese commission which comes under the authority of the Financial Services Agency Japan Financial Services Agency . ref SESC website http www.fsa.go.jp sesc english aboutsesc aboutsesc02.pdf Organization Retrieved January 27th 2011 ref It is responsible for ensuring fair transactions in both securities and financial futures markets. ref SESC website http www.fsa.go.jp sesc english aboutsesc aboutsesc.htm History and Functions Retrieved January 27th 2011 ref Its current chairman is Kenichi Sado, who assumed the post in July 2007. ref SESC website http www.fsa.go.jp sesc english aboutsesc ryakureki sado.htm Kenichi Sado Retrieved January 29th 2011 ref There are two chairmen, Shinya Fukuda, ref SESC website http www.fsa.go.jp sesc english aboutsesc ryakureki fukuda.htm Shinya Fukuda Retrieved January 29th 2011 ref and Masayuki Yoshida. ref SESC website http www.fsa.go.jp sesc english aboutsesc ryakureki yoshida.htm Masayuki Yoshida Retrieved January 29th 2011 ref History The SESC was formally established on July 20, 1992, in the wake of a number of 1991 scandals related to securities companies. In June 1998 the Financial Supervisory Agency and the SESC were split off from the Ministry of Finance Japan Ministry of Finance , and the Financial Supervisory Agency became the Financial Services Agency Japan Financial Services Agency . ref SESC website http www.fsa.go.jp ... Enforcement Investigation and Filing Criminal Charges Criticisms Unlike the U.S.Securities and ExchangeCommission , the SESC doesn t have the power to punish those who violate the law or regulations ... sesc english index.htm Securities and Exchange Surveillance Commission en icon http www.fsa.go.jp sesc index.htm Securities and Exchange Surveillance Commission jp icon Ministries of Japan Category Financial ... as understaffed as of 2004, the SESC had 444 staff, as compared to 3100 at the US SEC. ref The Japan ... more details
Infobox Government agency agency name Securities and ExchangeCommission nativename r logo Sec bd logo.gif logo width logo caption seal seal width seal caption formed Jun 1993 preceding1 dissolved superseding jurisdiction Bangladesh headquarters flagicon Bangladesh Dhaka , Bangladesh employees budget ... website http www.secbd.org footnotes The Securities and ExchangeCommission SEC is the regulator of the capital market of Bangladesh , comprising Dhaka Stock Exchange and Chittagong Stock Exchange ... market in Bangladesh. Background SEC was established on 8 June, 1993 under the Securities and ExchangeCommission Act, 1993. The Chairman and Members of the Commission are appointed by the government and have overall responsibility to administer securities legislation. The Commission, at present has three full time members, excluding the Chairman. The Commission is a statutory body and attached to the Ministry of Finance. Mission Protect the interests of securities investors Develop and maintain fair, transparent and efficient securities markets Ensure proper issuance of securities and compliance with securities laws Functions Regulating the business of the Stock Exchanges or any other securities market. Registering and regulating the business of stock brokers, sub brokers, share transfer ..., underwriters, portfolio managers, investment advisers and other intermediaries in the securities market ... funds. Monitoring and regulating all authorized self regulatory organizations in the securities market. Prohibiting fraudulent and unfair trade practices relating to securities trading in any securities market. Promoting investors education and providing training for intermediaries of the securities market. Prohibiting insider trading in securities. Regulating the substantial acquisition of shares ... issuer or dealer of securities, the Stock Exchanges and intermediaries and any self regulatory organization in the securities market. Conducting research and publishing information. External links ... more details
Infobox Government agency agency name Securities and ExchangeCommission of Pakistan nativename logo logo width logo caption seal seal width seal caption formed start date 1999 January 1 preceding1 dissolved superseding jurisdiction Pakistan headquarters flagicon Pakistan Islamabad , Pakistan employees chief1 name Muhammad Ali chief1 position Chairman website http www.secp.gov.pk footnotes The Securities and ExchangeCommission of Pakistan SECP is the financial regulator financial regulatory agency in Pakistan whose objective is to develop a modern and efficient corporation corporate sector in and a capital market based on sound regulatory principles, in order to foster economic growth and prosperity. Citation needed date April 2010 History The Securities and ExchangeCommission of Pakistan SECP was created to succeed the Corporate Law Authority CLA , which was an attached department of the Ministry of Finance Pakistan Ministry of Finance . The process of restructuring the CLA was initiated in 1997 under the Capital Market Development Plan of the Asian Development Bank ADB . A Securities and ExchangeCommission of Pakistan Act was passed by the Parliament and promulgated in December 1997. In pursuance of this Act, the SECP, having autonomous status, became operational on January 1 1999. ref cite web url http www.secp.gov.pk aboutus.asp title Establishment of the Securities and ExchangeCommission of Pakistan author SECP Web Site publisher SECP accessdate 13 April 2010 Dead link ... Karachi Stock Exchange Lahore Stock Exchange Islamabad Stock Exchange International Financial Reporting Standards SecuritiesCommission External links http www.secp.gov.pk Securities and ExchangeCommission of Pakistan Website http www.vakilno1.com saarclaw pakistan secrities and exchangecommission of pakistan act securities and exchange commissi.htm Securities & ExchangeCommission of Pakistan ... financial companies, and pension funds have been added to the purview of the Commission. Now the SECP ... more details
See Securities and ExchangeCommission disambiguation for other similarly named organizations in other countries Infobox Government agency agency name Securities and ExchangeCommission nativename logo logo width logo caption seal SEC seal.png seal width 200px seal caption SEC seal formed 1936 preceding1 dissolved superseding jurisdiction Philippines headquarters Mandaluyong City , Metro Manila , Philippines employees chief1 name Fe Barin chief1 position Chairwoman website http www.sec.gov.ph www.sec.gov.ph footnotes The Philippine Securities and ExchangeCommission lang fil Komisyon sa mga Panagot at Palitan , commonly known as SEC is a Philippines Philippine state commission responsible for security finance securities laws and regulating the securities industry. The SEC is an agency within the Philippine Department of Finance Philippines Department of Finance . The SEC is currently headquartered in Mandaluyong City in central Metro Manila . History The SEC was created by Congress of the Philippines Congress in 1936 as part of the Securities Act 83 . This occurred just two years after the United States Congress created the United States Securities and ExchangeCommission . The first commissioner of the SEC was Ricardo Nepomuceno . The SEC was not in operation during the Military history of the Philippines during World War II Japanese occupation , but was restored in 1947. Composition Since 1981, the SEC has five commissioners. In 2010 the commissioners were Fe Barin Chairwoman ... Its major functions included registration of securities, analysis of every registered security ... sec ref The functions of the SEC are defined in Section 5 of the Securities Regulation Code, and include ... suspensions and revocations of their registrations Policymaking with regard to the market in securities ... of securities laws and to impose sanctions for such violations Power to issue subpoena s, punish ... SEC Citizen s Manual http www.chanrobles.com republicactno8799.htm Securities Regulation Code Category ... more details
Infobox Government agency agency name Securities and ExchangeCommission Poland nativename logo logo width logo caption seal seal width seal caption formed preceding1 dissolved September 2006 superseding Absorbed into the Polish Financial Supervision Authority jurisdiction headquarters flagicon Poland Warsaw , Poland employees chief1 name chief1 position website http www.kpwig.gov.pl footnotes The Polish Securities and ExchangeCommission , lang pl Komisja Papier w Warto ciowych i Gie d , KPWiG was the agency responsible for supervising compliance with regulations governing honest trade and competition until 2006 when it was absorbed into the Polish Financial Supervision Authority . The KPWiG was also responsible for ensuring universal access to reliable information about security papers and other exchange commodities on the market. The KPWiG also co operates with government administrative organs, the Narodowy Bank Polski NBP and institutions and participants in public trading on the stock market in the area of shaping the state s economic policy. The KPWiG also continuously monitors the functioning of all investment funds. From the start of its existence it has been head by Jacek Socha . On 19 September 2006 the institution was included in the newly established Polish Financial Supervision Authority lang pl Komisja Nadzoru Finansowego See also Warsaw Stock Exchange External links http www.kpwig.gov.pl Polish Securities and ExchangeCommission Poland stub stockexchange stub Category Government of Poland Category Economy of Poland Category Government agencies established in 1991 Category Defunct financial regulatory authorities pl Komisja Papier w Warto ciowych i Gie d ... more details
Infobox Government agency agency name Cyprus Securities and ExchangeCommission nativename r logo logo width logo caption seal seal width seal caption formed start date 2001 preceding1 dissolved superseding jurisdiction Republic of Cyprus headquarters Nicosia , Cyprus employees 42 2009 ref cite web url http www.cysec.gov.cy Downloads English Annual 20Reports Annual Report EN 2009.pdf title Annual Report 09 page 26 publisher CySEC date December 31, 2009 ref budget minister1 name minister1 pfo minister2 name minister2 pfo chief1 name Demetra Kalogirou chief1 position Chairman chief2 name chief2 position parent agency child1 agency keydocument1 website url http cysec.gov.cy footnotes The Cyprus Securities and ExchangeCommission lang gr , better known as CySEC , is the financial regulatory agency of the Republic of Cyprus. Since Cyprus became a member of the European Union in 2004, CySEC has become part of European MiFID regulation, giving firms registered in Cyprus access to all European markets. This has led to a number of overseas firms registering in Cyprus to take advantage of this regulatory regime. Notably is the significant number of overseas Retail forex trading retail forex brokers that have obtained registration from CySEC as they generally see this as an easy way to get a license without having to meet stringent requirements ... The Cyprus Securities and ExchangeCommission has the following responsibilities ref cite web url ... member countries. History CySEC was launched in 2001 as part of section 5 of the Cyprus Securities and ExchangeCommission Establishment and Responsibilities Law of 2001 as a public corporate body. Cyprus ... also SecuritiesCommission References reflist External links http cysec.gov.cy Official Site Category ... ref To supervise and control the operation of the Cyprus Stock Exchange and the transactions carried out in the Stock Exchange, its listed companies, brokers and brokerage firms. To supervise and control ... more details
Refimprove date December 2009 Members of the U.S.Securities and ExchangeCommission are appointed by the President of the United States . As of 2011, their terms last five years and are staggered so that one commissioner s term ends on June 5 of each year. If an appointment is to fill out an uncompleted term, it will be for less than five years. To ensure that the commission remains non partisan, no more than three commissioners may belong to the same political party. The President also designates one of the commissioners as chairman, the SEC s top executive. Service may continue past term expiration ref http www.sec.gov about commissioner.shtml Current SEC Commissioners , SEC webpage. Retrieved 2011 04 22. ref up to eighteen additional months. ref Waddell, Melanie, http www.advisorone.com article white house said mull gallagher caseys sec replacement White House Said to Mull Gallagher as Casey s SEC Replacement , Advisor One , April 21, 2011. Retrieved 2011 05 03. ref See Category Members of the United States Securities and ExchangeCommission for alphabetized list of members who have articles written about them and who have the appropriate category marker on their page. Roosevelt Under Franklin Delano Roosevelt Franklin D. Roosevelt Joseph P. Kennedy, Sr. 1934 35 Chair 1934 35 George C. Mathews 1934 40 James M. Landis 1934 37 Chair 1935 37 Robert E. Healy 1934 46 Ferdinand Pecora 1934 35 J.D. Ross 1935 37 William O. Douglas 1936 39 Chair 1937 39 Jerome Frank lawyer Jerome Frank 1937 41 Chair 1939 41 John W. Hanes II John W. Hanes 1938 Edward C. Eicher 1938 42 Chair 1941 42 Leon Henderson 1939 41 Sumner T. Pike 1940 46 Ganson Purcell 1941 46 Chair 1942 46 Edmund Burke, Jr. 1941 43 Robert H. O Brien 1942 44 Robert K. McConnaughey 1943 49 James J. Caffrey 1945 47 Chair 1946 ... Securities And ExchangeCommission Appointees Category United States Securities and ExchangeCommission Appointees id Pejabat Securities and ExchangeCommission ... more details
Securities and ExchangeCommission v. Chenery Corporation may refer to Securities and ExchangeCommission v. Chenery Corporation 1943 , 318 U.S. 80, also known as Chenery I Securities and ExchangeCommission v. Chenery Corporation 1947 , 332 U.S. 194, also known as Chenery II disambig ... more details
Infobox SCOTUS case Litigants Securities and ExchangeCommission v. Chenery Corporation ArgueDateA December 17 ArgueDateB 18 ArgueYear 1942 DecideDate February 1 DecideYear 1943 FullName Securities and ExchangeCommission v. Chenery Corporation USVol 318 USPage 80 Citation 63 S. Ct. 454 87 L. Ed. 626 1943 U.S. LEXIS 1301 Prior Certiorari Cert. to the United States Court of Appeals for the District of Columbia Holding SCOTUS 1943 1945 Majority Frankfurter JoinMajority Stone, Roberts, Jackson, Rutledge Dissent Black JoinDissent Reed, Murphy NotParticipating Douglas LawsApplied Securities and ExchangeCommission v. Chenery Corporation , Case citation 318 U.S. 80 1943 , is a Supreme Court of the United States United States Supreme Court case. See also Administrative law Securities and ExchangeCommission v. Chenery Corporation 1947 External links caselaw source case Securities and ExchangeCommission v. Chenery Corporation , 318 U.S. 80 1943 findlaw http caselaw.lp.findlaw.com scripts getcase.pl?navby CASE&court US&vol 318&page 80 justia http supreme.justia.com us 318 80 case.html Category United States Supreme Court cases Category 1943 in United States case law Category United States administrative case law Category United States securities case law Category United States Securities and ExchangeCommission ... more details
SCOTUSCase Litigants Securities and ExchangeCommission v. W. J. Howey Co. ArgueDate May 2 ArgueYear 1946 DecideDate May 27 DecideYear 1946 FullName Securities and ExchangeCommission v. W. J. Howey Co. et al. USVol 328 USPage 293 Citation 66 S.Ct. 1100, 90 L.Ed. 1244, 1946 U.S. LEXIS 3159 163 A.L.R. 1043 Prior U.S. District Court for the Southern District of Florida denied injunction, 60 F.Supp. 440, Fifth Circuit Court of Appeals affirmed, 151 F.2d 714, certiorari granted, 327 U.S. 773 , 66 S.Ct. 821 Subsequent Rehearing Denied October 14, 1946 Holding An investment contract under the Securities ... NotParticipating Jackson LawsApplied Securities Act of 1933 Securities and ExchangeCommission v. W. J. Howey Co. , Case citation 328 U.S. 293 1946 , was a case in which the Supreme Court of the United .... Howey had not filed any SEC filing registration statement with the Securities and ExchangeCommission ... States Supreme Court cases, volume 328 External links wikisource Securities and ExchangeCommission ... and ExchangeCommission ... the meaning of the Securities Act of 1933 , UnitedStatesCode 15 77b , and that the use of the mail s and interstate commerce in the offer and sale of these securities was a violation of 5 of the Act ... States securities law federal securities laws . Facts and Procedural History The defendant ... securities in violation of 5 a of the Securities Act of 1933. The United States District Court for the Southern ... Circuit affirmed. The U.S. Supreme Court then granted certiorari . Majority Opinion Justice ... constituted an investment contract within the meaning of 2 a 1 of the Securities Act of 1933. Murphy ... common law meaning. Murphy then formulated one of the U.S. Supreme Court s earliest tests to determine whether an instrument qualifies as an investment contract for the purposes of the Securities ... W. J. Howey could be held liable for violating 5 of the Securities Act of 1933. Furthermore, Murphy ... more details
Cleanup date October 2008 Expert subject multiple U.S. Supreme Court cases Law date October 2008 SCOTUSCase Litigants Securities and ExchangeCommission v. Ralston Purina Co. ArgueDate April 28 ArgueYear 1953 DecideDate June 8 DecideYear 1953 FullName Securities and ExchangeCommission v. Ralston Purina Co. USVol 346 USPage 119 Citation 73 S. Ct. 981 97 L. Ed. 1494 1953 U.S. LEXIS 2688 Prior On a complaint brought by the Securities and ExchangeCommission under 20 b of the Securities Act of 1933 ... Jackson LawsApplied Securities Act of 1933 , 4 1 wikisource Securities and ExchangeCommission v. Ralston Purina Company Securities and ExchangeCommission v. Ralston Purina Co. , Case citation 346 U.S. 119 1953 , was a case in which the Supreme Court of the United States United States ... Securities and ExchangeCommission ...?navby CASE&court US&vol 346&page 119 The court s opinion courtesy of Findlaw.com DEFAULTSORT Securities And ExchangeCommission V. Ralston Purina Co. Category United States Supreme Court cases Category ... affirmed. 200 F2d 85. The Supreme Court granted certiorari. 345 US. 903. Subsequent Holding SEC ... 4 1 Now Section 4 2 of the Securities Act of 1933 . Rule Section 4 1 Now Section 4 2 of the Securities ... the U.S. and Canada. The company was staffed by some 7,000 employees with which Ralston had a policy ..., clerical assistant, copywriter, electrician, and veterinarian. The buyers lived across the U.S. ... would require it to have filed a registration statement under Section 5 the Securities Act of 1933 ... 1 Now Section 4 2 of the Securities Act of 1933. Analysis by the Court The natural way to interpret ... any public offering. Ralston Purina, 346 US 119, 125 1953 . The exemption question turns on the knowledge ... afforded by registration. SEC v. Ralston Purina, 346 US 119, 126 127 1953 . ref http caselaw.lp.findlaw.com ... requirements of Section 5 the Securities Act of 1933. See also List of United States Supreme ... more details
Court in SEC v. Chenery Corporation , 318 U.S. 80 1943 , the Court held that the acts committed by the company did not amount to common law fraud and therefore the U.S.Securities and ExchangeCommissionSecurities and ExchangeCommission s stated rationale for the charges could not be sustained ...Infobox SCOTUS case Litigants Securities and ExchangeCommission v. Chenery Corporation ArgueDate December 13 ArgueDateB 16 ArgueYear 1946 DecideDate June 23 DecideYear 1947 FullName Securities and ExchangeCommission v. Chenery Corporation USVol 332 USPage 194 Citation 67 S. Ct. 1575 91 L. Ed. 1995 1947 U.S. LEXIS 2988 Holding SCOTUS 1946 1949 Majority Murphy JoinMajority Black, Reed, Rutledge, Burton Dissent Jackson JoinDissent Frankfurter NotParticipating Vinson and Douglas LawsApplied Administrative Procedure Act , Public Utility Holding Company Act of 1935 Securities and ExchangeCommission v. Chenery Corporation , Case citation 332 U.S. 194 1947 , is a Supreme Court of the United States United States Supreme Court case. Background A federal water company was accused of illegal stock manipulation. The SEC was charged with deciding whether re organization of companies that were in violation of the Public Utilities Company Holding Act was approved. The Chenerys were officers, directors, and shareholders of Federal Water Service Corporation. Originally, in the case called Chenery I, the company submitted a plan to the SEC, which the SEC did not approve. The reason that the SEC gave ... in Chenery II. See also Administrative law Securities and ExchangeCommission v. Chenery Corporation 1943 External links caselaw source case SEC v. Chenery Corp. , 332 U.S. 194 1947 findlaw http ... United States securities case law Category United States Securities and ExchangeCommission ... of the Court The US Supreme Court stated that policy making through administrative adjudication ... us 332 194 case.html DEFAULTSORT Sec V. Chenery Corp. Category United States Supreme Court ... more details
to pass legislation in 1934 to strengthen securities law and for the first time create a separate agency the U.S.Securities and ExchangeCommissionSecurities and ExchangeCommission . In the early ... the term securities and commission. Such as the Securities and ExchangeCommission of the US or Securities ...Financial markets Securitiescommission is a general term used for a government department or agency responsible for financial regulation of Security finance securities products within a particular country ... such as registration and licensing fees. Naming There is no common name for securitiescommission ... securities commissions cooperate. The main way that securitiescommission cooperate is through .... Agencies See main article List of financial regulatory authorities by country U.S.Securities and ExchangeCommission SEC , United States USA Financial Services Authority FSA , United Kingdom ... not have a national securitiescommission, instead relying on provincial agencies that cooperate ... securitiescommission, to be called the Canadian Securities Regulatory Authority, by 2012. Comiss o ... of rules as well as enforcing them for financial intermediaries and stock exchange s. History As long as there have been securities there have been regulations. However, in the early days this consisted ... the British Parliament passed the Bubble Act which had specific regulations for securities. However ... required the registration of railroad securities as early as 1852, and other states passed laws relating to securities in the late 19th and early 20th centuries, the real push for securities regulation ... to police the securities markets and stock exchanges so as to separate regulation from operation ... financial products. Typically, securities, banking and insurance are split, but there may also ... existing regulation. The Financial crisis of 2007 2010 has seen much criticism of the securities ... suffered regulatory capture . Structure Most securities commissions are semi independent government ... more details
the U.S.Securities and ExchangeCommissionSecurities and ExchangeCommission SEC , ref James D. Cox, Robert W. Hillman, and Donald C. Langevoort. Securities Regulation Cases and Materials 6th ed ... regulation in the United States U.S.Securities and ExchangeCommission References Reflist 1 External links http www.sec.gov United States Securities and ExchangeCommission SEC Official site ...The SecuritiesExchange Act of 1934 also called the Exchange Act , 34 Act , or Act of 34 USStatute 73 ... exchange the physical place where people purchase and sell securities stocks, bonds, notes of debenture ... to the exchange to easily acquire securities or to easily dispose of a portfolio of securities, the specialist s role is important to the exchange. Securities associations The 34 Act also regulates broker ... of Securities Dealers Automated Quotation System. Self regulatory organizations SRO In 1938 the Exchange ... commerce or of the mails, or of any facility of any national securitiesexchange . . . b To use or employ ... exchange or any security not so registered, or any securities based swap agreement as defined in section ... Section 13 b 3 A of the SecuritiesExchange Act of 1934 provides that with respect to matters ... Securities Lawyer s Deskbook SecuritiesExchange Act of 1934 . University of Cincinnati College ... legislation Category United States securities law Category United States Securities and Exchange ... federal securities legislation Category 73rd United States Congress fr SecuritiesExchange Act ja ... trading of securities stock s, Bond finance bonds , and debenture s in the United States of America ... States federal securities law. Companies raise billions of dollars by initial public offering issuing securities in what is known as the primary market . Contrasted with the Securities Act of 1933 , which regulates these original issues, the SecuritiesExchange Act of 1934 regulates the secondary market secondary trading of those securities between persons often unrelated to the issuer, frequently ... more details
January 1992 The Exchange received a No action Letter from US Commodity Futures Trading Commission ... a No Action Letter from the USSecurities and Exchange SEC for Nikkei 225 Options, Nikkei 300 ...Infobox Company company name Osaka SecuritiesExchange Co., Ltd. br company type Public company ... num employees 207 industry Financial products Stock exchangeSecuritiesexchange homepage http www.ose.or.jp e index.html http www.ose.or.jp e index.html File Osaka SecuritiesExchange 01.jpg thumb right Osaka SecuritiesExchange Building in Chuo ku, Osaka nihongo Osaka SecuritiesExchange Co., Ltd. Kabushiki gaisha saka Sh ken Torihikijo OSE is the second largest securitiesexchange in Japan , in terms of amount of business handled. As of 31 December 2007, the Osaka SecuritiesExchange ... Companies and Total Market Cap, Wikinvest Osaka SecuritiesExchange Osaka SecuritiesExchange page on Wikinvest ref The Nikkei 225 Nikkei 225 Futures , introduced at the Osaka SecuritiesExchange ..., which mainly deals in spot trading, the Osaka SecuritiesExchange s strength is in derivative products ... in the world in 1990 and 1991. According to statistics from 2003, the Osaka SecuritiesExchange handled .... Osaka SecuritiesExchange Co., which listed on its Hercules market for startups in April 2004 is the only Japanese securitiesexchange which went public on its own market. In July 2006 OSE launched ... Rice Exchange lang ja The origin of securities exchanges stems from Edo Period , when .... This market was called Yodoya Komeichi , which was the first securitiesexchange in the nation. Later ... became the Osaka Division of the Japan SecuritiesExchange during the Pacific War. August 1945 Japan SecuritiesExchange suspended operations April 1947 Japan SecuritiesExchange dissolved. May 1948 A new Securities and Exchange Law enacted April 1949 Osaka SecuritiesExchange established June ... of foreign securities companies removed June 1983 The Exchange became a member of EASEC EAOSEF ... more details
Iraq SecuritiesCommission , ISC is an independent public commission that oversees the activities of licensed securities markets, one of which is the Iraq Stock Exchange . External links http www.isc.gov.iq isc 20ing 20Web 20Sites index.htm Official Iraq SecuritiesCommission homepage Category Financial regulatory authorities Category Economy of Iraq ar File ... more details
Infobox exchange name Damascus SecuritiesExchange br logo Image Damascus SecuritiesExchange logo.png centre image type Stock Exchange city Damascus country Syria founded 2009 owner Damascus SecuritiesExchange key people Dr. Rateb Shallah , Chairman , Mohamed Haykal , Deputy Chairman currency Syrian Pound SYP listings 11 mcap volume indexes DSE Weighted Index DWX homepage http www.dse.sy www.dse.sy footnotes The Damascus SecuritiesExchange DSE lang ar is a stock exchange located in Damascus , Syria . Founded in 2009 , it is the only stock exchange in Syria. ref http www.animaweb.org en actu detail.php?actu 5307 ref Its current premises are in the Barzeh district, within Syria s financial markets and securitiescommission. Its final home is to be the upmarket business district of Yaafur. ref name AP History The market was initiated by Presidential decree no.55 on October 1, 2006. The Stock Exchange Act established a market for securities trading, known as the Damascus SecuritiesExchange. ref http www.dse.gov.sy user ?page about market ref The market officially opened in February 2009, with a period of mock trading for testing purposes. The first official tradings were launched on Tuesday March 10, 2009. ref name AP http www.google.com hostednews afp article ALeqM5gPsB6CSsyXUgWdxEsC0B O jqV w ref See also Economy of Syria List of stock exchanges References reflist External links http www.dse.sy Damascus SecuritiesExchange Website coord missing Pakistan Category Damascus Category Stock exchanges in Asia Category Economy of Syria Category Buildings and structures in Damascus Category Article Feedback 5 Category 2009 establishments in Syria ... more details
24, 2000 Registered as a national securitiesexchange with the Securities and ExchangeCommission ... mi m0EIN is 2001 Nov 1 ai 79616977 International SecuritiesExchange Now the Third Largest U.S. ...Infobox Company company name International SecuritiesExchange company logo Image ISE 4COLOR STCKD.png key people Gary Katz, CEO company type Exchange organized market Exchange foundation May 26, 2000 ... SecuritiesExchange Holdings, Inc. ISE is a wholly owned subsidiary of German derivatives exchange ... David Krell and Gary Katz about their concept and the four founded what is today the International SecuritiesExchange, the world s largest equity options exchange to date. Launched as the first fully electronic US Option finance options exchange, ISE developed a unique market structure for advanced ... Direct Edge to Gain U.S. Share Wall Street Journal ref ISE Options Exchange The ISE Options Exchange ... national securities exchanges. Until SEC approval of the two exchange licenses is granted ... contract. November 1, 2001 Became the 3rd largest U.S. equity options exchange when average daily volume ... No1 ref valign top width 10 2005 width 70 March 9, 2005 Became the first securitiesexchange to sell .... April 30, 2007 German exchange operator Deutsche B rse announced it will buy International Securities ... as a registered national securitiesexchange and will operate under the existing management team as an independent ... of Exchanges Category Organizations established in 2000 de International SecuritiesExchange ... options data. ISE Stock Exchange launched in September 2006. In August 2008, ISE Stock Exchange ... the ISE Stock Exchange a wholly owned subsidiary of Direct Edge and will give ISE an ownership stake ... to launch ETFs based on ISE proprietary indexes. Since April 2007, the exchange also trades FX options, options based on foreign currency movements. These options are exchange listed securities that can be accessed through most major brokerage accounts. All ISE FX Options have U.S. Dollar based underlying ... more details
with the Law on Issuance and Trading of Non Government Securities, the CSX had been granted approval by the http www.secc.gov.kh Securities and ExchangeCommission of Cambodia to operate as market ... References Reflist External links http www.csx.com.kh main.do?lang en Cambodia SecuritiesExchange langicon en http www.csx.com.kh Cambodia SecuritiesExchange langicon km http www.mef.gov.kh Ministry of Economy and Finance http www.secc.gov.kh Securities and ExchangeCommission of Cambodia Coord ...Use dmy dates date January 2012 Infobox Company company name Cambodia SecuritiesExchange ... of the Cambodia Securities Market project. In 2008, another Memorandum of understanding on the Establishment of a Cambodia SecuritiesExchange in the Kingdom of Cambodia was signed by the Ministry of Economy and Finance of the kingdom of Cambodia and Korea Exchange. In March 2009, the Royal Government of Cambodia represented by the Ministry of Economy and Finance MEF and Korea Exchange KRX has signed a Joint Venture Agreement to establish a stock Market The Cambodia SecuritiesExchange Co., Ltd .... The Cambodia SecuritiesExchange was then incorporated in 23 February 2010. In accordance with the Joint Venture Agreement, the Cambodia SecuritiesExchange CSX has been capitalized by both parties ... 2008 MOU on The establishment of a Cambodia SecuritiesExchange in the Kingdom of Cambodia was signed ... CEO industry Financial products Stock exchange Stocks num employees 39 small Dec 2011 small homepage http www.csx.com.kh The http www.csx.com.kh Cambodia SecuritiesExchange CSX lang km abbreviation is the national stock exchange of Cambodia . History With the basic ... of the Kingdom of Cambodia and Korea Exchange signed a Memorandum of understanding on the Development of the Securities Market in Cambodia . Based on this Memorandum of Understanding, the Prime ... en about profile.jsp?MNCD 10301 ref The Exchange is temporarily located inside the Canadia Bank ... more details
The nihongo JASDAQ SecuritiesExchange Jasudakku Sh ken Torihikisho was a securitiesexchange headquartered in Tokyo , Japan , now the name of the market by the Osaka SecuritiesExchange in Kitahama, Osaka . JASDAQ is not related to NASDAQ in the United States, but operates an electronic trading system similar to NASDAQ . History In 1963, the nihongo Japan Securities Dealers Association Nippon Sh kengy Ky kai set up an Over the counter finance over the counter registration system for trading securities. This system was placed under the management of a private company, nihongo Japan OTC Securities Nippon Tent Sh ken in 1976. The JASDAQ automated quotation system became operational in 1991. In 2004, JASDAQ received a permit from the Prime Minister to reorganize as a securitiesexchange. It became the first new securitiesexchange in Japan in almost fifty years. On April 1, 2010, the Osaka SecuritiesExchange merged the JASDAQ SecuritiesExchange, and merged JASDAQ, NEO, Hercules markets to form the JASDAQ market. Hours The exchange has pre market sessions from 08 00am to 09 00am and normal trading sessions from 09 00am to 03 00pm on all days of the week except Saturdays, Sundays and holidays declared by the Exchange in advance. ref Wikinvest List of Stock Exchanges Market Hours, JASDAQ SecuritiesExchange via Wikinvest ref See also List of East Asian stock exchanges References reflist External links http www.ose.or.jp e jasdaq OSE JASDAQ Merket coord 35 40 50 N 139 46 46 E region JP type landmark source kolossus jawiki display title World Federation of Exchanges Category Stock exchanges in Japan Category Osaka SecuritiesExchange JASDAQ ms JASDAQ SecuritiesExchange ja ru JASDAQ zh JASDAQ ... more details
Infobox Government agency agency name Alberta SecuritiesCommission nativename logo logo width logo caption seal seal width seal caption formed preceding1 dissolved superseding jurisdiction Canadian province of Alberta headquarters Edmonton , Canada employees chief1 name Bill Rice chief1 position Chair and Chief Executive Officer website http www.albertasecurities.com footnotes The Alberta SecuritiesCommission ASC is a regulation regulatory agency which administers and enforces security finance securities legislation in the Canadian province of Alberta . ref http www.albertasecurities.com about Pages default.aspx ASC Website About ASC ref The ASC also oversees the Alberta Stock Exchange , the Natural Gas Exchange, Inc., the Investment Industry Regulatory Organization of Canada, and the Mutual Fund Dealers Assocation of Canada. Along with British Columbia, the ASC jointly oversees the operations of the TSX Venture Exchange. The organization of the ASC is divided into Members and Staff, which includes the Executive Management. Members set policy and recommend changes to the Securities Act and the Securities Regulation, and members act as the Commission s Board of Directors. The Staff has responsibility for registering persons and companies, reviewing prospectuses, considering exemption applications and taking enforcement action. The ASC staff has also created four advisory committees to act as sounding boards for developing new or amended securities regulation Financial Advisory Committee, Petroleum Advisory Committee, Securities Advisory Committee, and Financial Review Committee. See also Canadian securities regulation SecuritiesCommission Canadian Securities Administrators British Columbia SecuritiesCommission Ontario SecuritiesCommission Autorit des march s financiers Qu bec References references External links http www.albertasecuriteis.com Official site http www.albertasecurities.com about Pages default.aspx About the ASC Alberta stub Category Alberta law Category ... more details
Image Shanghai Stock Exchange Building.jpg thumb right 200px Shanghai Stock Exchange Building Shanghai SecuritiesExchange Building is a 26 floor tower in the Pudong area of Shanghai , China. It was designed by WZMH Architects and was completed in 1997. The tower reaches a height of 109 m 358 ft , while the flagpole atop the building adds another 70 m. References http www.emporis.com en wm bu ?id 103753 Shanghai SecuritiesExchange Building br clear all coord 31 14 18 N 121 30 23 E region CN type landmark source kolossus frwiki display title Category Skyscrapers in Shanghai Category Buildings and structures completed in 1997 PRC struct stub fr Shanghai SecuritiesExchange Building ... more details
The Eastern Caribbean SecuritiesExchange ECSE is the first regional securities market in the Western Hemisphere and a regional Stock exchange , established by the Eastern Caribbean Central Bank ECCB to serve the eight member territories of Anguilla , Antigua and Barbuda , Dominica , Grenada , Montserrat , Saint Kitts and Nevis , Saint Lucia , and Saint Vincent and the Grenadines . Its headquarters are located in the city of Basseterre , on the island of St. Kitts. See also Eastern Caribbean Central Securities Registry External links http www.ecseonline.com Eastern Caribbean SecuritiesExchange web site Category Stock exchanges in the Caribbean Category Economy of the Organisation of Eastern Caribbean States stockexchange stub Caribbean stub Organisation of Eastern Caribbean States OECS ... more details
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